The Series B and C Funding Rounds and SEC Requirements

Carpenter Wellington PLLC
4 min readApr 14, 2020

Part 4 of a series about raising funds for startups: Series B and C rounds and SEC requirements for fundraising.

In the past, we’ve written about the five rounds of funding a startup goes through if it thrives. They are the family and friends round, the seed round, and the Series A round. As the final installment of our series on fundraising, we will consider the Series…

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Carpenter Wellington PLLC

Ryan Carpenter serves as Attorney and Managing Director of Carpenter Wellington. Ryan advises clients across a broad set of corporate and commercial matters.