Debt Exchange Offers
Image credit: Piqsels

Debt Exchange Offers by Public Companies: Overview

Structuring Debt Exchange Offers

  • Section 3(a)(9) exchange offer
  • Private placement exchange offer
  • SEC-registered exchange offer

Section 3(a)(9) Exchange Offer

Debt Exchange Offers Public Companies
Photographer: Patrick Weissenberger | Source: Unsplash

Private Placement Exchange Offer

SEC-Registered Debt Exchange Offers

Documents Involved in a Debt Exchange Offer

  • Offer to Exchange and Consent Solicitation Statement
  • Letter of Transmittal
  • Notice of Guaranteed Delivery and Consent
  • Supplemental Indenture
  • Indenture
  • Exchange Agent Agreement
  • Information Agent Agreement



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